Financial Expert Witnesses in Colorado

Denver, Colorado

Securities & Investments, Financial - Regulatory Compliance, Fiduciary Duty, Compliance Training & Education, Alternatives, SEC & FINRA Regulations, Due Diligence Requirements, Supervisory Oversight, Securities Practices, Portfolio Management, Branch Inspections, Financial Crimes, Compliance Program Development, Written Procedures, Reg Bi, Financial Investigations

Retained by both claimants and respondents for SEC, FINRA arbitrations, securities litigation, and court settings. Speaks with clarity and precision and his expert opinions are founded upon his years of experience and thorough understanding of industry rules, standards of professional conduct, and industry practices of the brokerage and investment management industries. Retaining counsel is supported by extensive research, expert witness reports, persuasive testimony, and years of industry, investment advisor, supervisory and fiduciary experience. Strong ability to identify the strengths and weaknesses of a case. Specialized in analyzing investment strategies, portfolio management, and fiduciary duties to deliver clear, authoritative insights in court. Proven track record of translating intricate investment concepts into compelling, evidence-based opinions for legal proceedings.

Boulder, Colorado

Banking, Financial - Lending and Collections, Workout Expert, Lending Practices and Procedures, Consideration, Bank Agreements, Lender Liability, Good Faith/Fair Dealing, Disclosure, Hidden Asset, Credit Underwriting

Charles Holmes started his career with the U.S. Treasury Department before moving into commercial and consumer lending. He co-founded two de novo banks in Boulder, Co. The first was started in 1995, went public in 1999, and later sold to a large regional bank. In 2011, he started another bank which sold in 2016. Both banks had rapid growth and success. Holmes spent much of his banking career managing credit issues and collection efforts. He was chairman of loan committee approving up to $12Million per credit relationship. He has been involved in structuring and collecting relationships up to $50Million. Holmes has always taken great pride in working through the myriad of collection issues and learned firsthand the pitfalls banks and borrowers make when trying to protect themselves under stressful situations. The outcome of these conflicts can be damaging, whether one side, or both, act improperly. His 40 years of hands-on experience has made him an exceptional and confident expert...

Dillon, Colorado

Technology, Financial - Merchant Services, Card Acquring, Card Issuance, Direct Marketing, LPM Payments, Banking, Software, Fintech, Financial Technology, Software, Payments, Global Payments, Sales, Payfac, ISV Solutions, Core software, Digital solutions

Chris Petersen, Payments and Platforms, Merchant Services, Financial Technology and Banking Technology Expert Chris Petersen is a nationally recognized technology solutions pioneer and subject matter expert in Financial Technology, Merchant services Payments and Banking solutions software. She brings 40 years of global experience. Ms. Petersen provides expert witness services in matters involving electronic banking systems, payment processing, banking core services and merchant solutions. She has experience in all areas of consumer and commercial services. She is known for analytical rigor, independence, and the ability to clearly explain technical systems and processes. She has held global positions in technology solutions and participates in regular panels and presentations. Areas of Expertise Payments Systems • Merchant services, Issuing and Acquiring • Platforms,ISV, Payfac • Processing • Credit card, Debit card and Network Processing • ACH and Global LPMS • Paym...