Supervision Expert Witnesses

Alabama

Physical Therapy, Occupational Therapy - Nursing homes, rehab hospitals, pediatrics, geriatrics, surgical protocols, falls, sexual assault, training, orthopedics, pressure sores, transfers, restraints, fall risk assessment, supervision, ergonomics, medical necessity, billing, oncology, outpatient, neurological

Licensed physical and occupational therapist. 20+ years of clinical experience including: adults, pediatrics, nursing homes, inpatient and outpatient. Several years teaching experience. 9+ years expert witness experience. Significant supervisory experience of physical therapy and occupational therapy assistants and aides. Pediatric Physical Therapy (PT) experience includes autism spectrum disorders, Angelman’s syndrome, Fragile X syndrome, pediatric orthopedics, pediatric surgery, Cerebral Palsy, muscular dystrophy, falls, falling off equipment. Adult Physical Therapy (PT) experience includes patients with physical therapy deficits after oncology diagnoses and treatments, arthroscopic/arthroplasty surgeries of the shoulder, knee, hip and ankle, rotator cuff repairs, Achilles repairs, rotator cuff repairs, post-operative cervical, thoracic and lumbar spine surgeries, orthopedics, back pain syndromes, hand injuries/tendon repairs, ankle injuries/fractures, carpal tunnel repair, lum...

San Ramon, California

Securities & Investments, Insurance - Due Diligence, Suitability, Supervision, Standards of Care, Breach of Fiduciary Duty, Variable and Fixed Index Annuities, TIC's, Non-Traded REIT'S, Broker Dealer Compliance, Portfolio Analysis, Private Placements, Elder Abuse, Damages, Misrepresentation, Material Omission and Fraud

I am celebrating 5 decades in the securities Industry. I am both a FINRA Arbitrator and the designated securities expert witness for the CA State Bar. I am a consulting expert in litigation and arbitration having testified in 25 states involving securities, insurance and annuities. Since 1991, I have been retained over 1000 times and have testified in 365 arbitrations before NASD, FINRA, JAMS, PSE, AAA and PSE along with attending and testifying in over 100 mediations. In addition, I have qualified and testified before the L.A. Federal Court along with State Courts in L.A., Orange, Fresno and San Diego. My case track record stands at 328 wins and 37 losses. From a long-standing banking background in corporate finance to underwriting and investment banking and real estate experience, I bring a strong knowledge of modern portfolio theory through the teaching of hundreds of retirement financial planning seminars at the corporate level. It is my goal to bring a refres...

Florida

Physical Therapy, Occupational Therapy - Nursing homes, rehab hospitals, pediatrics, geriatrics, surgical protocols, falls, sexual assault, training, orthopedics, pressure sores, transfers, restraints, fall risk assessment, supervision, ergonomics, medical necessity, billing, oncology, outpatient, neurological

Licensed physical and occupational therapist. 20+ years of clinical experience including: adults, pediatrics, nursing homes, inpatient and outpatient. Several years teaching experience. 9+ years expert witness experience. Significant supervisory experience of physical therapy and occupational therapy assistants and aides. Pediatric Physical Therapy (PT) experience includes autism spectrum disorders, Angelman’s syndrome, Fragile X syndrome, pediatric orthopedics, pediatric surgery, Cerebral Palsy, muscular dystrophy, falls, falling off equipment. Adult Physical Therapy (PT) experience includes patients with physical therapy deficits after oncology diagnoses and treatments, arthroscopic/arthroplasty surgeries of the shoulder, knee, hip and ankle, rotator cuff repairs, Achilles repairs, rotator cuff repairs, post-operative cervical, thoracic and lumbar spine surgeries, orthopedics, back pain syndromes, hand injuries/tendon repairs, ankle injuries/fractures, carpal tunnel repair, lum...

SOUTH LYON, Michigan

Police Practices & Procedures, School Safety - use of force, civil liability, policy procedures, school policing, premise liability, police operations, risk management, crime prevention, police training, supervision, management, pursuits, internal investigations, racial profiling, best practice, investigations, excessive force, misconduct

With over 32 years of dedicated service in law enforcement, I have built a career focused on leadership, operational excellence, and the safety of the communities I serve. As the Chief of Police and Director of Public Safety for a community of 33,000 residents, I oversee all police and fire department operations. My primary goal is to uphold the highest standards in both departments while continually implementing best practices to ensure effective public safety. My background includes a deep expertise in defensive tactics, the use of force, police procedures, and comprehensive training programs. I’ve gained substantial experience in policy development, internal investigations, and risk management. Throughout my career, I have guided departments to achieve and maintain accreditation from the Commission on Accreditation for Law Enforcement Agencies (CALEA) and other respected bodies, ensuring strict adherence to national standards. Additionally, my work has extended to emergency vehi...

Fremont, New Hampshire

Securities & Investments, Insurance - Mutual Funds, Annuities, Financial Planning, Life Insurance, Long Term Care Insurance, FINRA, Misrepresentation, Asset Allocation, Retirement Plans, Unauthorized Trading, Suitability, churning, Supervision, Employment, U-5, Variable Annuities, Alternative Investments, CFP, Fiduciary Duty, IRAs

Alan J. Besnoff, CFP, ChFC, CLU is the founder of Securities Expert Witness & Litigation Support, LLC, and provides litigation consulting services and expert testimony for matters involving customer disputes and employment issues within the financial services industry. Mr. Besnoff’s expert engagements typically involve sales practices and alleged violations of rules and industry standards in the areas of securities, life insurance and annuities, supervisory, and U-5/employment matters. Mr. Besnoff has been engaged as an expert in more than 135 cases and has testified approximately 35 times. Alan Besnoff has 30+ years of experience within the industry, primarily in supervisory and leadership positions. Mr. Besnoff has passed FINRA registration examinations for Series 6, 63, 65, 7, 26, and 24, as well as state licensing examinations for Life Insurance & Annuities, Disability Insurance, Long Term Care Insurance, Variable Life Insurance and Variable Annuities. Professional desi...

Avon by the Sea, New Jersey

Securities & Investments, Banking - Securities Litigation, Compliance Violations, Supervision, Suitability, FINRA, SEC, Churning, Equities, Options, Derivatives, Structured Products, Microcap, Regulatory Investigations, Hedge Fund, Sales, Compliance, Penny Stocks, Leverage, Disclosures, Margin

Mike is a seasoned financial compliance executive, regulator, and entrepreneur with over 30 years of experience leading global financial institutions, including Goldman Sachs, Lehman Brothers, and BNP Paribas. He has served as Chief Compliance Officer (CCO) for three broker-dealers, two Futures Commission Merchants (FCMs), the New York bank branch of BNP Paribas, and as Global Head of Financial Markets Compliance in Paris and London for four years. Mike’s comprehensive expertise spans compliance, risk management, and overseeing regulatory functions across multiple jurisdictions, product areas, and high-profile regulatory investigations. He now specializes in securities litigation support, arbitration disputes, expert testimony, and expert reports for issues such as suitability claims, failure to disclose risks, regulatory compliance violations, market misconduct, and improper supervision. He has appeared before FINRA, SEC, CFTC, OFAC, and the Department of Justice (DoJ), and is rec...

Glen Rock , New Jersey

Physical Therapy, Occupational Therapy - Nursing homes, rehab hospitals, pediatrics, geriatrics, surgical protocols, falls, sexual assault, training, orthopedics, pressure sores, transfers, restraints, fall risk assessment, supervision, ergonomics, medical necessity, billing, oncology, outpatient, neurological

Licensed physical and occupational therapist. 20+ years of clinical experience including: adults, pediatrics, nursing homes, inpatient and outpatient. Several years teaching experience. 9+ years expert witness experience. Significant supervisory experience of physical therapy and occupational therapy assistants and aides. Pediatric Physical Therapy (PT) experience includes autism spectrum disorders, Angelman’s syndrome, Fragile X syndrome, pediatric orthopedics, pediatric surgery, Cerebral Palsy, muscular dystrophy, falls, falling off equipment. Adult Physical Therapy (PT) experience includes patients with physical therapy deficits after oncology diagnoses and treatments, arthroscopic/arthroplasty surgeries of the shoulder, knee, hip and ankle, rotator cuff repairs, Achilles repairs, rotator cuff repairs, post-operative cervical, thoracic and lumbar spine surgeries, orthopedics, back pain syndromes, hand injuries/tendon repairs, ankle injuries/fractures, carpal tunnel repair, lum...

New York

Securities & Investments, Banking - Securities Litigation, Compliance Violations, Supervision, Suitability, FINRA, SEC, Churning, Equities, Options, Derivatives, Structured Products, Microcap, Regulatory Investigations, Hedge Fund, Sales, Compliance, Penny Stocks, Leverage, Disclosures, Margin

Mike is a seasoned financial compliance executive, regulator, and entrepreneur with over 30 years of experience leading global financial institutions, including Goldman Sachs, Lehman Brothers, and BNP Paribas. He has served as Chief Compliance Officer (CCO) for three broker-dealers, two Futures Commission Merchants (FCMs), the New York bank branch of BNP Paribas, and as Global Head of Financial Markets Compliance in Paris and London for four years. Mike’s comprehensive expertise spans compliance, risk management, and overseeing regulatory functions across multiple jurisdictions, product areas, and high-profile regulatory investigations. He now specializes in securities litigation support, arbitration disputes, expert testimony, and expert reports for issues such as suitability claims, failure to disclose risks, regulatory compliance violations, market misconduct, and improper supervision. He has appeared before FINRA, SEC, CFTC, OFAC, and the Department of Justice (DoJ), and is rec...

New York

Physical Therapy, Occupational Therapy - Nursing homes, rehab hospitals, pediatrics, geriatrics, surgical protocols, falls, sexual assault, training, orthopedics, pressure sores, transfers, restraints, fall risk assessment, supervision, ergonomics, medical necessity, billing, oncology, outpatient, neurological

Licensed physical and occupational therapist. 20+ years of clinical experience including: adults, pediatrics, nursing homes, inpatient and outpatient. Several years teaching experience. 9+ years expert witness experience. Significant supervisory experience of physical therapy and occupational therapy assistants and aides. Pediatric Physical Therapy (PT) experience includes autism spectrum disorders, Angelman’s syndrome, Fragile X syndrome, pediatric orthopedics, pediatric surgery, Cerebral Palsy, muscular dystrophy, falls, falling off equipment. Adult Physical Therapy (PT) experience includes patients with physical therapy deficits after oncology diagnoses and treatments, arthroscopic/arthroplasty surgeries of the shoulder, knee, hip and ankle, rotator cuff repairs, Achilles repairs, rotator cuff repairs, post-operative cervical, thoracic and lumbar spine surgeries, orthopedics, back pain syndromes, hand injuries/tendon repairs, ankle injuries/fractures, carpal tunnel repair, lum...

Cincinnati, Ohio

Education & Schools, School Safety - schools, education, K-12, high school, middle school, school negligence, duty & standard of care, sexual abuse , supervision, principal, student injury, wrongful termination, standard of care, discipline, school culture, school injury, administration, teacher training, school safety, discrimination

35+ years in public education administration, teaching & policy: testifies on training & supervision of school personnel, abuse, discipline, discrimination, school accidents Dr. Rhodes offers extensive experience on multiple aspects of school-related liability, both elementary and secondary for both plaintiffs and defense. Dr. Rhodes is an exceptional analytical thinker and writer with keen insight, timely reports and compelling testimony. Founding Principal of the largest public U.S. urban STEM high school (2008). Founding Principal of the 1st environmental public high school in Ohio. Policy--former elected School Board member in large urban district. Skilled in school transformation, collaborative school design, leadership, experiential education, program design, school culture, discipline & multicultural education Developer of a unique innovative "T2" teacher hiring process. Articulate and engaging speaker on school policy, practice, and transformation. Rhodes has tr...

Ingram, Texas

Emergency Medicine, Medical Management - Rural, Community, Level IV Trauma, Medical Director, Supervision, Quality, Utilization, Risk Managment, Operations, Staffing, Meditech, Geriatrics, Sepsis, Stroke, Chest Pain, Shortness of Breath, Abdominal Pain, Head Injury, Fracture, Assault

Dr. Toloza-Larson has been actively practicing as a residency-trained/Board-certified Emergency Medicine physician in Texas for 20+ years. Her work experience has primarily been at a community Emergency Department in central Texas with a high geriatric population. She served as Medical Director for her Emergency Department for almost 17 years and was responsible for overseeing departmental operations including HIPAA compliance, performing quality and utilization reviews, and providing leadership to staff physicians and supervision to Advanced Practice Providers. As her site's Quality Director for 18+ years, she continues to be very involved with medical record reviews for quality assurance and process improvement. She has been retained as a medical expert in one medical malpractice case and three criminal law cases.

Seattle, Washington

Security, Premises Liability - hiring, pre-employment, inadequate, negligence, training, supervision, use of force, bar, nightclub, casino, apartment, foreseeability, investigation, voyeurism, employment, screening, background, assault, rape, robbery

FORENSIC SECURITY PREMISES LIABILITY EXPERT with over forty-five years of experience in professional security, investigative, military, and law enforcement fields. That extensive BACKGROUND AND TRAINING has allowed me to become familiar with professional security industry standards and best practices. BOARD CERTIFIED IN SECURITY MANAGEMENT by the American Society for Industrial Security, International. This credential is the security profession's highest recognition of practitioners. ASIS is the world's largest membership of security management professionals, with 35,000 members, and is the premier source for learning, board certification, networking, and standards. HONORABLY SERVED in the United States Marine Corps, supporting the Presidential Helicopter Mission as security aboard Marine One, the Presidential helicopter. Also served as a Military Police Watch Commander and Patrol Supervisor, Military Working Dog Handler, Kennel Master, and Canine Trainer for the Third Marine Di...