Securities & Investments Expert Witnesses in Ohio

The SEAK Expert Witness Directory contains a comprehensive list of securities & investments expert witnesses who testify, consult and provide litigation support on securities & investments and related issues. Securities & investments expert witnesses and consultants on this page may form expert opinions, draft expert witness reports, and provide expert witness testimony at deposition and trial. The issues and subjects these securities & investments expert witnesses testify regarding may include: Advisor Conduct, Advisor Suitability, Analytics, Annuities, Banking & Lending, Bitcoin, Buffered Et Fs, Compensation Conflicts, Complex Derivatives, Consumer Finance, Corporate Finance, Crypto, Damage & Lost Profit, Fiduciary Duty & Negligence, and Financial Modeling.

Alan Besnoff, CFP®, ChFC, CLU
  • Securities & Insurance
  • Suitability and Supervision
  • Employment Issues- Form U-5
Max Holmes
  • Wall Street Analyst & PM
  • Banks / Hedge Funds / PE
  • NYU Stern Finance Professor
Charles W. Ranson
  • Securities & Investments
  • Trusts & Estates
  • Wealth Management
Gordon Yale, CPA, CFF, CFE
  • Securities Fraud/Ponzi Schemes
  • Prior Investment Banker
  • Experienced Expert
Thomas Selman
  • Securities & Investments
  • Regulatory Consultant
  • 40+ Years Experience
Kerry Campbell, CFA, CFP, AIFA
  • Fiduciary Duty
  • Portfolio Management
  • Trust & Estates
Alternative Investments
  • CAIA/Certified Fraud Examiner
  • Hedge Fund & VC Malfeasance
  • Derivatives/Trading Practices
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Jason L Thompson

Securities Expert – FINRA & Advisor Conduct

Trust But Verify

Columbus, Ohio
Securities & Investments, Arbitration/Mediation - Securities litigation, FINRA arbitration, Advisor suitability, Investment products, Structured notes, Annuities, Buffered ETFs, Complex derivatives, Advisor conduct, Compensation conflicts, Reg BI violations, Trading and execution quality
Jason L. Thompson is an investment professional with over two decades of experience in trading, portfolio management, and advisor support. Through Trust But Verify, he provides expert witness and consulting services focused on advisor conduct, product suitability, compensation conflicts, and trading practices in FINRA arbitration and civil litigation. Relevant Experience: Investment Manager for an Ameriprise Private Wealth Advisory practice managing $400M+ in client assets Firsthand experience with advisor documentation, compliance, and operational workflows Fifteen years in institutional fixed-income trading and structured products with firms including Lancaster Pollard, Huntington Investment Company, UBS, National City Bank, and Fidelity Investments Executed and distributed structured notes, municipal bonds, and derivatives across retail and institutional markets Areas of Expertise: Advisor conduct, suitability, and compensation structures Derivatives modeling and trading ...
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Yasser Alhenawi, Ph.D., M.Sc., MBA

Finance & Investment Expert - PhD - Business Dean

Academia

Maumee, Ohio
Financial, Securities & Investments - Valuation, Corporate Finance, Damage & Lost Profit, Mergers and Acquisitions (M&A), Banking & Lending, Fiduciary duty & negligence, Investment Losses, Portfolio Allocation, Securities & Derivatives, Risk Management, Consumer Finance, Real Estate, Analytics, Financial Modeling, Bitcoin, Crypto, Islamic Finance, fraud and manipulation
I am a Finance & Investment expert with 25 years of experience. I bring deep analytical and quantitative expertise supported by more than 50 peer-reviewed publications and years of leadership as a business school dean and finance professor. I provide clear, well-supported analyses for attorneys and am available for new expert-witness engagements.

Thomas Selman

  • Securities & Investments
  • Regulatory Consultant
  • 40+ Years Experience
You can also find Securities & Investments Expert Witnesses in:
Alabama, California, Colorado, Connecticut, Florida, Kansas, Maryland, Nevada, New Hampshire, New Jersey, New York, Ohio, Ontario, Pennsylvania, and Virginia

Thomas Selman

  • Securities & Investments
  • Regulatory Consultant
  • 40+ Years Experience