Registered Investment Advisor Expert Witnesses
Registered investment advisor expert witnesses and consultants listed here may be able to form expert opinions, draft expert witness reports, provide expert witness testimony at deposition and/or trial as or serve as consulting (non-testifying) experts on registered investment advisor. The registered investment advisor expert witness listings on this page are typically from fields/areas of expertise such as: Financial and Securities & Investments.
mark paverman
JSM ADVISORS
Boca Raton, Florida
Financial, Securities & Investments
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FINRA, SECURITIES & EXCHANGE COMMISSION, Regulation, Securities, National Futures Association, Registered Investment Advisors, Suitability, Trading, Examinations, NFA, FINES, Registrations
Mark Paverman has over 35 years of Broker Dealer experience as a Chief Compliance Officer for large, small and newly registered Firms covering all Products (Equity, Derivatives & Fixed Income) and well as Broker Dealer services (Investment Banking, Research & Clearing). Mark currently holds series, 4,7,8,14,24,63,82 and 99.
