Contact this Expert Witness
- Company: JSM ADVISORS
- Phone: (516) 302-5111
- Cell: (516) 302-5111
- Website: WWW.JSMADVISORS.NET
Specialties & Experience of this Expert Witness
General Specialties:
Financial and Securities & InvestmentsKeywords/Search Terms:
FINRA, SECURITIES & EXCHANGE COMMISSION, Regulation, Securities, National Futures Association, Registered Investment Advisors, Suitability, Trading, Examinations, NFA, FINES, RegistrationsEducation:
MBA, LONG ISLAND UNIVERSITY; BA, BROOKLYN COLLEGEYears in Practice:
30 PLNumber of Times Deposed/Testified in Last 4 Yrs:
0Additional Information
Mark Paverman has over 35 years of Broker Dealer experience as a Chief Compliance Officer for large, small and newly registered Firms covering all Products (Equity, Derivatives & Fixed Income) and well as Broker Dealer services (Investment Banking, Research & Clearing). Mark currently holds series, 4,7,8,14,24,63,82 and 99.