Specialties & Experience of this Expert Witness

Additional Information

42 years' experience in the Life Insurance and Financial Services industry. Expertise in traditional and variable life insurance and annuity contracts as well as mutual fund sales practices, compliance and operations. Experienced initially as an insurance and securities licensed professional working directly with clients, later developing skills and knowledge in sales management, training and compliance supervision of over 300 industry sales professionals. Skilled platform speaker to 300 + audiences. As a Registered Principal with the Financial and Regulatory Authority (FINRA), along with my many years of involvement in product development, internal operations of large insurance/financial services companies and compliance regulation has led me to now pursue opportunities as an expert witness. Education includes Bachelor of Science degree from State University of New York, Cum Laude; designations Chartered Life Underwriter and Chartered Financial Consultant from The American College of Financial Services. Traditional and Variable Life Insurance as well as Property Casualty Licenses held and previously held from the California State Department of Insurance. 6 Securities licenses held and previously held with FINRA. Certifications from the Dale Carnegie Institute and Toastmasters International in platform speaking.