Unauthorized Trading Expert Witnesses
Unauthorized trading expert witnesses and consultants listed here may be able to form expert opinions, draft expert witness reports, provide expert witness testimony at deposition and/or trial as or serve as consulting (non-testifying) experts on unauthorized trading. The unauthorized trading expert witness listings on this page are typically from fields/areas of expertise such as: Insurance and Securities & Investments.
Alan J Besnoff, CFP, ChFC, CLU
Securities Expert Witness & Litigation Support, LLC
Fremont, New Hampshire
Securities & Investments, Insurance
-
Mutual Funds, Annuities, Financial Planning, Life Insurance, Long Term Care Insurance, FINRA, Misrepresentation, Asset Allocation, Retirement Plans, Unauthorized Trading, Suitability, churning, Supervision, Employment, U-5, Variable Annuities, Alternative Investments, CFP, Fiduciary Duty, IRAs
Alan J. Besnoff, CFP, ChFC, CLU is the founder of Securities Expert Witness & Litigation Support, LLC, and provides litigation consulting services and expert testimony for matters involving customer disputes and employment issues within the financial services industry.
Mr. Besnoff’s expert engagements typically involve sales practices and alleged violations of rules and industry standards in the areas of securities, life insurance and annuities, supervisory, and U-5/employment matters.
Mr. Besnoff has been engaged as an expert in more than 135 cases and has testified approximately 35 times.
Alan Besnoff has 30+ years of experience within the industry, primarily in supervisory and leadership positions.
Mr. Besnoff has passed FINRA registration examinations for Series 6, 63, 65, 7, 26, and 24, as well as state licensing examinations for Life Insurance & Annuities, Disability Insurance, Long Term Care Insurance, Variable Life Insurance and Variable Annuities.
Professional desi...
