19 Regulation & Supervision Expert Witnesses Found

Pharmacist, Pharmaceutical Regulation - Pharmacy standard of care/negligence, Board of Pharmacy relations, national pharmacy regulatory affairs, hospital pharmacy, community pharmacy, mail service, non-resident pharmacy issues, pharmacy technology regulations, and automation issues.

...He served in the United States Air Force as a pharmacy officer, and opened and operated a community pharmacy after leaving active duty. Dennis has served as Director of Pharmacy at three hospitals, two in rural areas, and the other, an 800-bed facility with an attached children’s hospital in an urban setting. Dennis was a founding faculty member at the Midwestern University College of Pharmacy-Glendale, eventually serving as its Assistant Dean. As the Pharmacist in Charge of the Humana Mail Pharmacy in Phoenix, managing pharmacy practice for a staff of 700 that filled over 35,000 prescriptions each day. Dennis has worked for the last decade as the Senior Director of Pharmacy Regulatory Affairs for Express Scripts, supervising a team that covered all 50 state boards. He recently retired from that position. Dennis has extensive experience in standard of care and pharmacy regulation....

Banking, Financial - Banking operations, Checking Accounts, Bank Fraud, Trusts & fiduciary, Credit underwriting, Lending (all types), Loan administration, Mortgage banking, Foreclosures, Lender liability, Securities & investments, Economics & Accounting, Damages, failed banks analysis / D&O liability.

MCS ASSOCIATES (established 1973) is a nationwide specialist expert witness and litigation consulting group that concentrates in seven key areas:  Banking and Lending  Securities & Investments  Investment Banking & Finance  Financial Services  Insurance  Real Estate  Damages, Economic Analysis & Forensic Accounting Our company takes greater pride and care in identifying and selecting the right experts with the specific specialized expertise needed for each assignment, and we undertake expert witness assignments throughout the United States. Our clients include several thousand leading national and regional law firms, as well as many smaller and specialized boutique practices, and we also work extensively with numerous regulatory and government agencies. BANKING & LENDING: Experts include a wide range of senior bankers, lenders, consultants, accountants, trust & investment managers, regulators, etc....

Plastic Surgery, Aviation & Aerospace - Immunology, Breast Augmentation, Breast Lift, Breast Reconstruction, Breast Reduction, Breast Revision, Gynecomastia, Brow Lift, Chin Augmentation, Ear Surgery, Eyelid Lift, Facelift, Facial Fat Grafting, Neck Lift, Neck Liposuction, Rhinoplasty, After Weight Loss Surgery, Arm Lift, BOTOX, IMR

...Baughman is American board-certified plastic surgeon, Faculty of the American College of Surgeons, Independent Medical Reviewer, FAA designated Aviation Medical Examiner, and has received years of plastic surgery training in comprehensive plastic surgical and nonsurgical care of the face, breast, and body. Following in the footsteps of his parents and older brothers, Dr. Baughman started his higher education at Kansas State University where he was mentored by distinguished professor and accomplished lipid biologist Dr. Ruth Welti. Dr. Baughman graduated summa cum laude with a Bachelor of Science in biology. Dr. Baughman then accepted a position in an elite program at the University of Texas Southwestern Medical Center in Dallas where he earned his medical doctorate (M.D.) along with his doctor of philosophy (Ph.D.). His doctoral thesis, "CD8+ T cells in multiple sclerosis," was done under the supervision of hematopathologist Dr. Nitin Karandikar. Dr....

Securities & Investments - FINRA Programs, FINRA Risk Hierarchy, FINRA Sales Practice Issues, FINRA and SEC Rules, Reg BI, Assessment of Internal Controls, Broker-Dealer Compliance and Supervision, Broker-Dealer Regulatory Issues, and Risk Monitoring and Mitigation.

President and Founding Principal of Diles Consulting, Colleen has 25 + years of experience in the securities industry. Colleen worked at the Financial Industry Regulatory Authority (FINRA) for 22 years supervising both Examination and Risk Monitoring teams. Most recently, at FINRA, Colleen served as Risk Monitoring Director and Los Angeles Office Senior Leader. Prior to joining FINRA, Colleen held the position of Mutual Fund Administration Supervisor at Chase Global Fund Service Company in Boston, Massachusetts. During her tenure at FINRA, Colleen developed and enhanced company programs and processes and successfully worked with technology partners to create solutions to advance Risk Monitoring business needs. Additionally, Colleen served as the Los Angeles Regulatory Point of Contact and established relationships with federal and state regulators through stakeholder forums....

Real Estate, Financial - hard money lending, private money lending, mortgage broker, mortgage lender, usury, consumer credit, agency, foreclosure, mortgage securities, mortgage pool, Department of Real Estate, Department of Financial Protection, mortgage licensing, consumer mortgage, construction loans, mortgage loans

Areas of Practice Legal Practice: Mortgage Lending, including business and consumer loan origination, licensing, compliance with California and federal lending laws, mortgage backed securities, and administrative defense Mortgage Broker Practice: Active mortgage broker since 2016, brokering tens of millions of dollars of mortgage loans per year, including conducting the application process, underwriting, loan disclosure, legal compliance, documentation, investment compliance and regulatory reporting. California Bar 1978 #81839 Department of Real Estate Broker 2016, Broker #02003304, NMLS #1600274 Professional Affiliations State Bar of California California Mortgage Association AV rated by Martindale.com Biography For the past 40+ years Dennis Doss has represented mortgaged lenders of all kinds as well as mortgage brokers who sell, fractionalize and market trust-deed secured investments to the public. Mr....

Environmental Engineering, Industrial Hygiene - Air Quality Modeling, Indoor Air Quality, Hazardous Air Pollutants, Public Health, Cancer Risk, Worker Health, Worker Injury, Workplace Injury, Pollution, Pollution Prevention, Hazardous Waste, Solid Waste, Medical Waste, Exposure Assessment, Emissions Modeling, Water Pollution, GHG Emissions.

...Bhaskar Kura is a higher education leader and has 35 years of professional experience as a professor, researcher, and scientist in the filed of environmental engineering. Over the years, he worked in industry, consulting, and academia. He is a registered Professional Environmental Engineer in the State of Louisiana. He published more than 100 technical articles and supervised graduate students for their MS and PhD degrees....

Police Practices & Procedures, Law Enf & Criminal Justice - Investigations, Security, Use of Force, Policy and Procedure, Internal Affairs, Administrative Complaint Process

Karen is recently retired from law enforcement, having been employed as a police officer with the Los Angeles Police Department and Oceanside Police Department for a total of 30 years, retiring as a Lieutenant with the Oceanside Police Department. Karen brings experience from a multifaceted career, having been assigned to or responsible for units such as K9, Crisis Negotiation Team, SWAT, Crisis Response Team, Homeless Outreach Team, Harbor Operations, Psychological Evaluation Response Team, Internal Affairs, Community Resource Team, and Investigations. Karen was a Detective Sergeant, supervising the Robbery-Homicide Unit, Crimes of Violence Unit, and Property Crimes Unit. She investigated hundreds of criminal cases ranging from low-level thefts to homicide. The City of Oceanside brings tourists from around the globe, offering a variety of destination activities....

Insurance - Bad Faith, Claims Handling, Bermuda Form, Casualty, Liability, Property, Directors and Officers, Errors and Omissions, reinsurance, Runoff, legacy, loss portfolio transfer, adverse development cover, Compliance

Previously served as senior executive in a global insurance/reinsurance Fortune 500 company with reporting lines to the General Counsel and the Audit Committee; providing guidance to professionals in Legal, Compliance, Underwriting, Claims, Risk Management, and Data; managed in-house lawyers, compliance professionals, claims lawyers, and data privacy officers; • Corporate insurance team co-leader for purchase of corporate Directors and Officers, Errors and Omission, and Cyber liability insurance, including strategy, negotiation, terms, and conditions, claims management, and Board reporting General Counsel for Global Litigation of global insurance and reinsurance group of companies • Reported to Audit Committee on major litigation, large losses, group exposures • Oversaw all major non-claims litigation against group companies • To ensure consistency across group companies, provided overall guidance and strategy on large loss events • As senior lawyer supporting Claims Department, served...

Education & Schools, School Safety - Childcare and Early Childhood Education, Childcare Operations, Licensing and Regulations, Supervision and Staffing, Health and Safety Compliance, Policies and Procedures, Program Development, Enrollment Management, Daycare, Preschool, Summer Camp

Anastasia Germain, Ed.D. is a childcare and early childhood education expert with thirty years of experience in both the public and private sectors. As the founder and former operator of a licensed childcare center, she has extensive knowledge of childcare operations including, but not limited to, licensing and regulations, supervision and staffing, health and safety compliance, policies and procedures, program development and enrollment management. She has held positions as an elementary teacher, reading specialist, curriculum supervisor, adjunct/assistant professor, educational consultant and director. Dr. Germain has a Doctorate in Education, Reading, Writing, and Literacy from the University of Pennsylvania, a Master's Degree in Reading Education from Rowan University, and a Bachelor's Degree in Elementary Education and Psychology from Rowan University. She is certified as a supervisor, reading specialist, and elementary teacher.

Real Estate, Banking - Mortgage Loans all types, Purchase, Refinance, Tax Free Exchange Transactions, Bank Fraud, General Banking, Elder Financial Abuse, Bank Secrecy Act, Ponzi schemes.

34 year career in Mortgage Lending - experienced loan originator, operations and compliance manager, auditor, and trainer • Originated and closed 1500+ residential mortgage loans • Training and Development Manager - trained sales and operations teams how to navigate and master origination website • Hired, trained and supervised 150+ loan processors, loan closers, and compliance analysts • Managed 36+ compliance gatekeepers with all laws and regulations related to residential lending, including RESPA and MDIA • Audited 3000 residential loan applications for quality control prior to underwriting submission • Subject Matter Expert on residential mortgage loan underwriting guidelines and origination website

Anesthesiology, Physician Assistant - Anesthesiology, Certified Anesthesiologist Assistant, CAA, Anesthesiologist Assistant, AA, anesthetist, medical direction, medical supervision, AA scope of practice, AA licensing, TEFRA, difficult airways, NORA, OB anesthesia, patient monitoring, anesthesia machines, equipment, autotransfusion

I am a Certified Anesthesiologist Assistant and hold a Master of Medical Science Degree in Anesthesiology and Life Support Systems from Emory University. I am certified by the National Commission for Certification of Anesthesiologist Assistants (NCCAA) and have more than 40 years of private practice experience. During that time, I have provided anesthesia care to more than 40,000 patients and am still engaged in full-time clinical practice. I have extensive experience in most surgical sub-specialties except open heart and transplant. This includes orthopedics, ENT, urology, GYN and GYN oncology, OB including high risk and obstetric hemorrhage, thoracic, neuro, colorectal, spine, general surgery, vascular, plastic surgery, oral and maxillofacial surgery, GI and pulmonary endoscopy, radiologic and non-surgical cardiology, and robotic procedures in several specialties. My practice is the busiest OB anesthesia practice in the US with over 25,000 deliveries per year....

Aviation & Aerospace - Cessna Citation, Textron Aviation, Sovereign, Latitude, XLS, FAA, FAA Regulations, VFR, IFR, General Aviation, PIC, SIC, TCAS, TAWS, Honeywell, Rockwell Collins, Jeppesen, Mustang, Encore, Ultra, Bravo, Citation II, Citation 650, Citation 500, FAR's, AIM, Aircraft Accident, FAA Violation, FAA Med

...My background experience includes 40 years in General and Corporate Aviation, logging over 17,000 plus accident free flight hours. Hold an ATP (Airline Transport Pilot) certificate along with an CFI Gold Seal (Certified Flight Instructor – Airplane-Instrument & Multi-engine). Background also includes Air Taxi Operations – FAR Part 135, Flight Training FAR Part 141 Flight Schools and FAR Part 142 Training Centers. Also include services – Aviation Department Development, Short-Term Aircraft Management, Aircraft Evaluations and Deliveries, Aircraft Systems and Crew Training, Ferry Flight Services and SOE/IOE training requirements. Since 1998, we’ve specialized in professionally guiding and accommodating domestic and international Cessna Citation owners and operators. With over 40 years of experience in worldwide corporate aviation including destinations with several North Atlantic and Pacific ferry crossings....

Securities & Investments, Insurance - Ponzi Schemes, FINRA Expert Witness, FINRA Arbitration Expert Witness, Securities Expert Witness, Mutual Fund Expert Witness, FINRA Arbitrator, Fiduciary Expert Witness, Securities Compliance Expert Witness, Annuity Expert Witness, Options Expert Witness, Securities Fraud Examiner, Annuity Expert

...Robert Lawson has 40 years of experience in the financial services industry with securities, investments, retirement plans, and insurance and in a professional capacity as a registered representative, financial advisor, investment fiduciary, branch manager, securities, and options principal. He is the President and Chief Compliance Officer of Barrington Capital Management, Inc., a Registered Investment Advisory (RIA) firm he established in 1988. He also serves as the President and Managing Principal of Barrington Financial Consulting Group, Inc., a securities and insurance litigation consulting firm with experienced testifying and consulting experts. Mr. Lawson proudly serves as a FINRA and NFA Arbitrator (FINRA Chair-Qualified) and a FINRA Mediator where he presides over industry and public disputes pertaining to breach of fiduciary duties, negligence, failure to supervise, misrepresentation, breach of contract, monetary damages, and employment issues....

Construction, Safety - OSHA, Scaffolding, Construction Safety, Construction Accidents & Injuries, Holes-Covers-Falls, New York Labor Law, Construction Standard of Care, Aerial Lifts, Fork-Lifts, Reinforced Concrete, Excavations, Shoring, Underpinning & Foundations, Steel Erection, Personal Injury, Cranes, Scaffolds

Anthony Corrado is Founder and Principal of NYC Site Safety Services, LLC, a safety consulting firm in New York City that provides NYC contractors with Site Safety Plan Development, OSHA Training and on-site Licensed Safety Professionals who oversee safety on large scale construction projects as regulated by the NYC Department of Buildings. Anthony has had a long successful and diversified career in the NYC construction industry spanning almost 40 years. Starting at a young age as a Union Carpenter apprentice and working his way up to becoming a carpenter foreman in his early twenties, Anthony has continued his education and became a superintendent working on interior renovations in hi-rise buildings throughout NYC. He continued to progress and was continuously given larger projects and more responsibilities....

School Safety, Education & Schools - school security, school safety, school shootings, school wrongful death, school assaults, school sexual assaults, school rapes, school violence, school bullying, school crisis, school emergency, school police, security guards, security officers, student supervision, school bus, school gangs, crime

Ken provides experienced, accessible, timely and quality expert services to plaintiff and defense attorneys on preK-12 school safety and security cases. He is an experienced speaker, teacher, news commentator and personal communicator on school safety. Ken served as an officer, investigator and gang unit supervisor for the Cleveland City Schools' safety division, and as a suburban school security director and assistant gang task force director. During his 30 years in school safety he trained and consulted with school and public safety officials from 50 states and internationally.   Ken is the author, co-author and/or editor of three books, five book chapters and 450 articles on school safety. He appears regularly in national and international news.   Ken is a four-time invited Congressional witness on school safety and emergency preparedness, and testified on bullying to the U.S. Commission on Civil Rights....

Environmental Engineering, Industrial Hygiene - Air Quality Modeling, Indoor Air Quality, Hazardous Air Pollutants, Public Health, Cancer Risk, Worker Health, Worker Injury, Workplace Injury, Pollution, Pollution Prevention, Hazardous Waste, Solid Waste, Medical Waste, Exposure Assessment, Emissions Modeling, Water Pollution, GHG Emissions.

...Bhaskar Kura is a higher education leader and has 35 years of professional experience as a professor, researcher, and scientist in the filed of environmental engineering. Over the years, he worked in industry, consulting, and academia. He is a registered Professional Environmental Engineer in the State of Louisiana. He published more than 100 technical articles and supervised graduate students for their MS and PhD degrees....

Nurse, Critical Care Medicine - Stroke certified, PALS, ACLS, BLS, Medical record review, patient safety, safe patient handling, Falls, nursing policy, medication safety, process improvement, Lean Greenbelt, servant leader

Utilizing my M.B.A and B.S.N, I have progressively advanced in my career. In all the positions in which I have served, I have been recognized for my clinical skills and capabilities as a leader. I am a seasoned healthcare leader and bedside nurse that have dedicated myself to ensuring safety and quality. I have had oversight for hospital daily operations including Critical Care, Cardiac/Tele Service line, Surgical Services, Peri-operative area, Emergency Service including Trauma Service, Cardiac Rehab and multiple in-patient units. I have been responsible for assuring effective supervision of over 172 FTE’s and managed $200 million dollar budgets successfully. I have maintained hospital compliance with all local and state codes, regulations and have over 14 years’ experience of Joint Commission standards. I have participated and lead both Pathways to Excellence and Magnet accreditations. I have managed and written policies and procedures at a system level....

Dram Shop & Alcohol Services, Hotel & Restaurant - Liquor Liability, Intoxication, Investigations, liability, Alcohol Seller/Server training, Liquor delivery driver training, Alcohol Regulatory Compliance, Injury, Retail, Nightclub, Bar, Restaurant, Drunk Driving,

Chief executive of state agency tasked with regulating alcoholic beverage sales throughout Texas. The TABC has 635 full time employees, distributed across 41 locations and a biennial budget of 96 million dollars. Supervised and directed the nearly 200 auditors and sworn peace officers who helped enforce the laws and regulations dealing with underage serving, serving while intoxicated, over-serving, etc. Responsible for the prosecution, evaluation and settlement of thousands of alleged violations of public safety standards regarding alcohol. Assisted in the development and implementation of the Targeted Responsibility for Alcohol Connected Emergencies (TRACE) procedure. TRACE is used after an alcohol related emergency (such as an impaired person injury someone in a motor vehicle accident) as an investigation technique to track back to a permitted location and determine if the driver was over served or impaired at the time of his last drink purchase.

Real Estate, Property Management - Standards of Care, Premise liability, Slip, Trip & Fall, Risk Management, Landlord/Tenant, Property Management/Maintenance, Security and Lighting, Senior Housing, Commercial Real Estate, Homeowner/Condo, Student Housing, Mixed Use, Snow and Ice Maintenance, Parking Lot Maintenance,

Pountain Partners provides expert witness testimonies for attorneys and real estate developers. Services include market studies, feasibility analysis, deposition, mediation, arbitration, litigation support and trial testimony. We have the knowledge and experience as to the standards of real estate management and all landlord/tenant issues. Pountain Partners will review the documentation, do the research, offer opinions and provide written reports as to what are customary and reasonable standards of care. Topics Pountain Partners excels in include: Property Management Safety Regulations Tenant and Landlord Rights Standards of Care Premises Liability Slips, Trips and Falls Security and Lighting Negligence in Hiring, Supervision, and On-site Practices Landlord Tenant and Vendor Disputes Property Maintenance Best Practices and Responsibilities Security Deposits Common Area Maintenance Charges (CAM) Fair Housing Ethics HUD Housing (Section 8) Tax Credit Housing (Section 42)